(Note: all files are in pdf format)
|Issue Date||Subject of Investigation||Description of Alleged Misconduct||Dates of Alleged Misconduct|
|September 21, 2015||Total Gas & Power, North America, Inc. (TGPNA) and individuals Therese Nguyen and Aaron Hall||Violation by TGPNA, and West Desk supervisors Therese Nguyen and Aaron Hall, of section 4A of the Natural Gas Act and the Commission’s Anti-Manipulation Rule, 18 C.F.R. § 1c.1 (2015), for devising and executing a scheme to manipulate the price of natural gas at price indexes in the southwest United States. Therese Nguyen and Aaron Hall are alleged to have each implemented the scheme and supervised and directed other traders in implementing the scheme.||Between June 2009 and June 2012.|
|September 11, 2015||Coaltrain Energy L.P. and individuals Peter Jones, Shawn Sheehan, Robert Jones, Jeff Miller, Jack Wells, and Adam Hughes||Violation by Coaltrain and the named individuals of Commission’s Anti-Manipulation Rule through
Up-To Congestion transactions in PJM regional market designed to falsely appear to be spread trades but in fact aimed at collecting Marginal Loss Surplus Allocation payments.
Violation by Coaltrain of 18 C.F.R. 35.41(b) through false statements and omitting material information during FERC Office of Enforcement Staff's investigation.
|June-September 2010 (violation of Anti-Manipulation Rule); October 2010–December 2012 (violation of 35 C.F.R. 35.41(b)).|
|July 27, 2015||Etracom LLC (Etracom) and Michael Rosenberg
||Etracom LLC (Etracom) and Michael Rosenberg violated the Commission’s Anti-Manipulation Rule, 18 C.F.R. § 1c.2, by engaging in manipulative virtual trading at the New Melones Intertie in the California Independent System Operator.||May 2011|
|July 16, 2015||Columbia Gas Transmission, LLC
||Columbia Gas Transmission, LLC violated Part 4 of the General Terms and Conditions of its FERC Gas Tariff by failing to post the notices of the auctions of its available firm capacity on the public side of its Electronic Bulletin Board, Navigates||January 1, 2010 and April 30, 2013|
* Indicates that the investigation has been resolved through settlement. See Civil Penalty Actions for more information.