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Enforcement Arrow Enforcement Resources

 
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Enforcement Resources


Click on the categories below to view additional information.
Note: Most of the links below are external and you will be leaving FERC's website.
Subject Regulation
Rules of Investigation 18 CFR Part 1b External Link
Enforcement Hotline
(Order No. 602)
18 CFR Part 1b.21 External Link
Prohibition of Energy Market Manipulation
(Order No. 670)
18 CFR Part 1c External Link
Open Access Same-Time Information System (OASIS) (Order No. 889) 18 CFR Part 37 External Link
Standards of Conduct for Transmission Providers
(Order Nos. 2004 & 690)
18 CFR Part 358 External Link
Rule of Practice and Procedures 18 CFR 385 External Link
Hearing Procedures 18 CFR 385.501 External Link
Off-the-Record Communications (Ex Parte) 18 CFR 385.2201 External Link
Freedom of Information Request (FOIA) 18 CFR 388 External Link
Note: Most of the links below are external and you will be leaving FERC's website.
Revised Policy Statement on Penalty Guidelines PDF
(PL10-4-000, September 17, 2010)

Policy Statement on Penalty Guidelines PDF
(PL10-4-000, March 18, 2010)

Order Authorizing Secretary to Issue Staff's Preliminary Notice of Violations PDF
(PL10-2-000, December 17, 2009)

Policy Statement on Disclosure of Exculpatory Materials PDF
(PL10-1-000, December 17, 2009)

Standards of Conduct for Transmission Providers (Order on Rehearing and Clarification) PDF
(Order No. 717-A, October 15, 2009)

Policy Statement on Compliance with Statutes, Regulations, and Orders PDF
(PL09-1-000, Policy Statement, October 16, 2008)

Ex Parte Contacts and Separation of Functions PDF
(Order No. 718, October 16, 2008)

Standards of Conduct for Transmission Providers PDF
(Order No. 717, October 16, 2008)

Mandatory Reliability Standards for Critical Infrastructure Protection (Order on Rehearing) PDF
(Order No. 706-A), May 16, 2008

Submissions to the Commission upon Staff Intention to Seek an Order to Show Cause PDF
(Order No. 711), issued May 15, 2008

Interpretative Order Modifying No-Action Letter Process and Reviewing Other Mechanisms for Obtaining Guidance PDF
(PL08-2-000), issued May 15, 2008

Revised Policy Statement on Enforcement PDF
(PL08-3-000), issued May 15, 2008

Mandatory Reliability Standards for Critical Infrastructure Protection PDF
(Order No. 706), issued January 18, 2008

Facilities Design, Connections and Maintenance Reliability Standards PDF
(Order No. 705), issued December 27, 2007

Mandatory Reliability Standards for the Bulk-Power System – Order on Rehearing PDF
(Order No. 693-A), issued July 19, 2007

Mandatory Reliability Standards for the Bulk-Power System PDF
(Order No. 693), issued March 16, 2007

Interim Rule on Standards of Conduct for Transmission Providers PDF
(Order No. 690), issued January 9, 2007

Administrative Policy regarding civil penalties PDF
(AD07-4-000), issued December 21, 2006

Order Regarding the No-Action Letter Process PDF
(PL06-4-000), issued November 18, 2006

Interpretive Order modifying No-Action Process PDF
(PL06-4-001), issued October 19, 2006

Rules Concerning Certification of the Electric Reliability Organization; and Procedures for the Establishment, Approval, and Enforcement of Electric Reliability Standards – Order on Rehearing PDF
(Order No. 672-A), issued March 30, 2006

Procedures for Disposition of Contested Audit Matters PDF
(Order No. 675), issued February 17, 2006

Conditions for Public Utility Market-Based Rate Authorization Holders PDF
(Order No. 674), issued February 16, 2006

Rules Concerning Certification of the Electric Reliability Organization; and Procedures for the Establishment, Approval, and Enforcement of Electric Reliability Standards PDF
(Order No. 672), issued February 3, 2006

Prohibition of Energy Market Manipulation PDF
(Order No. 670), issued January 19, 2006

Policy Statement on Enforcement (PL06-1-000) PDF
(issued 10-20-2005)

Standards of Conduct for Transmission Providers PDF
(Order No. 2004), issued November 25, 2003

Enforcement Hotline TIF
(Order No. 602), issued March 31, 1999

Open Access Same-Time Information System (OASIS)
(Order No. 889), issued April 24, 1996

Note: Most of the links below are external and you will be leaving FERC's website.
2013 Report on Enforcement PDF (issued 11-21-2013)

2012 Report on Enforcement PDF (issued 11-15-2012)

2011 Report on Enforcement PDF (issued 11-17-2011)

2010 Report on Enforcement PDF (issued 11-18-2010)

2009 Report on Enforcement PDF (issued 12-17-2009)

2008 Report on Enforcement PDF (issued 10-31-2008)

2007 Report on Enforcement PDF (issued 11-14-2007)




Updated: April 21, 2014