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EPAct 2005 Civil Penalty Enforcement Actions
Note: All the links below are to PDF files.
| Subject of Investigation Order and Date |
Total Payment |
Explanation of Payments (Civil Penalty Under the NGA, FPA, or NGPA; Disgorgement of Profits; Other Payments) and Compliance Plans |
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In Constellation NewEnergy-Gas Division, LLC (CNE-G) 122 FERC ¶ 61,220 (March 11, 2008) |
$5,000,000
$1,900,000 |
Civil penalty, disgorgement and compliance plan, resulting from self-reported violations of capacity release policies, including circumvention of the competitive bidding requirement for long-term discounted released capacity, violations of the shipper-must-have-title requirement, and violations of the prohibition on buy/sell arrangements. |
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In Entergy New Orleans, Inc. 122 FERC ¶ 61,219 (March 11, 2008) |
$400,000 |
Civil penalty resulting from self-reported violations of the shipper-must-have-title requirement. |
| In re BP Energy Company, 121 FERC ¶ 61,088 (October 25, 2007) |
$7,000,000 |
Civil penalty and compliance monitoring plan resulting from self-reported violations of competitive bidding regulations, shipper-must-have-title requirement, and prohibition on buy/sell arrangements. |
| In re MGTC, Inc., 121 FERC ¶ 61,087 (October 25, 2007) |
$300,000 |
Civil penalty and compliance report resulting from self-reported violations of the shipper-must-have-title requirement. |
| In re Gexa Energy, L.L.C., 120 FERC ¶ 61,175 (August 21, 2007) |
$500,000
$12,481.41 |
Civil penalty and disgorgement resulting from a self-report of violations of the FPA. |
| In re Cleco Power, LLC, et al., 119 FERC ¶ 61,274 (June 12, 2007) |
$2,000,000 |
Civil penalty and a 1-2 year compliance plan resulting from a self-report for a violation of a 2003 Settlement agreement by sharing 9 employees and sharing prohibited market info between different Cleco companies. |
| In re Columbia Gulf Transmission Company, 119 FERC ¶ 61,174 (May 21, 2007) |
$2,000,000 |
Civil penalty resulting from a Commission referral for a violation of a Commission order to allow installation of a receipt interconnection. |
| In re Calpine Energy Services, L.P., 119 FERC ¶ 61,125 (May 9, 2007) |
$4,500,000 |
Civil penalty and a 1-2 year compliance plan resulting from a self-report for violations of shipper-must-have-title requirements. |
| In re Bangor Gas Company, 118 FERC ¶ 61,186 (March 7, 2007) |
$1,000,000 |
Civil penalty and a 1 year compliance plan resulting from a self-report for violations of shipper-must-have-title requirements. |
| In re PacifiCorp, 118 FERC ¶ 61,026 (January 18, 2007) |
$10,000,000 |
Civil penalty and a 1 year compliance plan resulting from a self-report for violations of OATT and Standards of Conduct. |
| In re SCANA Corporation, 118 FERC ¶ 61,028 (January 18, 2007) |
$9,000,000
$1,800,000 |
Civil penalty, disgorgement, and a 1 year compliance plan resulting from a self-report for violations of OATT. |
| In re Entergy Services, Inc., 118 FERC ¶ 61,027 (January 18, 2007) |
$2,000,000 |
Civil penalty and a 1-2 year compliance plan resulting from a self-report for violations of OATT and Standards of Conduct OASIS posting requirements. |
| In re NorthWestern Corporation, 118 FERC ¶ 61,029 (January 18, 2007) |
$1,000,000 |
Civil penalty and a 2 year compliance plan resulting from a hotline call for violations of Business Practice Standards for OASIS Transactions. |
| In re NRG Energy, Inc., 118 FERC ¶ 61,025 (January 18, 2007) |
$500,000 |
Civil penalty and a 1 year compliance plan resulting from a self-report for violations of ISO-NE Market Rule 1 and the Commission’s Market Behavior Rules 1 and 3. |
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