| Policy Statement on Process for Resolving Investigations by Settlement |
(February 15, 2024) |
| Civil Monetary Penalty Inflation Adjustments (Interim Final Rule |
(Order No. 826, June 29, 2016) |
| Southwest Power Pool, Inc. Order on Clarification, Rehearing, and Compliance (with Order No. 719) |
(October 20, 2011) |
| Wholesale Competition in Regions with Organized Electric Markets (Order on Rehearing) |
(Order No. 719-A, July 16, 2009) |
| Wholesale Competition in Regions with Organized Electric Markets |
(Order No. 719, October 17, 2008) |
| Policy Statement on Market Monitoring Units |
(May 27, 2005) |
| Order Authorizing Secretary to Issue Staff’s Preliminary Notice of Violations (Order on Requests for Rehearing and Clarification) |
(January 24, 2011) |
| Order Authorizing Secretary to Issue Staff's Preliminary Notice of Violations |
(December 17, 2009) |
| Revised Policy Statement on Penalty Guidelines |
(September 17, 2010) |
| Policy Statement on Penalty Guidelines |
(March 18, 2010) |
| Policy Statement on Disclosure of Exculpatory Materials |
(December 17, 2009) |
| Standards of Conduct for Transmission Providers (Order on Rehearing and Clarification) |
(Order No. 717-A, October 15, 2009) |
| Standards of Conduct for Transmission Providers |
(Order No. 717, October 16, 2008) |
| Policy Statement on Compliance with Statutes, Regulations, and Orders |
(October 16, 2008) |
| Ex Parte Contacts and Separation of Functions |
(Order No. 718, October 16, 2008) |
| Mandatory Reliability Standards for Critical Infrastructure Protection (Order on Rehearing) |
(Order No. 706-A, May 16, 2008) |
| Mandatory Reliability Standards for Critical Infrastructure Protection |
(Order No. 706, January 18, 2008) |
| Revised Policy Statement on Enforcement |
(May 15, 2008) |
| Policy Statement on Enforcement |
(October 20, 2005) |
| Submissions to the Commission upon Staff Intention to Seek an Order to Show Cause |
(Order No. 711, May 15, 2008) |
| Interpretative Order Modifying No-Action Letter Process and Reviewing Other Mechanisms for Obtaining Guidance |
(May 15, 2008) |
| Interpretive Order Modifying No-Action Process |
(October 19, 2006) |
| Interpretive Order Regarding No-Action Letter Process |
(November 18, 2005) |
| Facilities Design, Connections and Maintenance Reliability Standards |
(Order No. 705, December 27, 2007) |
| Mandatory Reliability Standards for the Bulk-Power System – Order on Rehearing |
(Order No. 693-A, July 19, 2007) |
| Mandatory Reliability Standards for the Bulk-Power System |
(Order No. 693, March 16, 2007) |
| Administrative Policy Regarding Process for Assessing Civil Penalties |
(December 21, 2006) |
| Rules Concerning Certification of the Electric Reliability Organization; and Procedures for the Establishment, Approval, and Enforcement of Electric Reliability Standards – Order on Rehearing |
(Order No. 672-A, March 30, 2006) |
| Rules Concerning Certification of the Electric Reliability Organization; and Procedures for the Establishment, Approval, and Enforcement of Electric Reliability Standards |
(Order No. 672, February 3, 2006) |
| Procedures for Disposition of Contested Audit Matters |
(Order No. 675, February 17, 2006) |
| Conditions for Public Utility Market-Based Rate Authorization Holders |
(Order No. 674, February 16, 2006) |
| Amendments to Codes of Conduct for Unbundled Sales Service and for Persons Holding Blanket Marketing Certificates |
(Order No. 673, February 16, 2006) |
| Investigation of Terms and Conditions of Public Utility Market-Based Rate Authorizations |
(February 16, 2006) |
| Prohibition of Energy Market Manipulation |
(Order No. 670, January 19, 2006) |
| Enforcement Hotline |
(Order No. 602, March 31, 1999) |
| Open Access Same-Time Information System (OASIS) |
(Order No. 889, April 24, 1996) |
